Investors

Whether you need to invest for retirement, your child’s education or for that dream vacation, look to an independent financial consultant from Securities America. When you work with an independent consultant, you can rest assured that the advice and guidance you receive is based on what’s best for YOU, and not because your advisor is hindered by a limited range of products or a corporate mandate dictating what they can sell or do.

Securities America Financial Corporation and its family of affiliated companies are committed to maintaining the trust and confidence of investors. We want you to be fully informed when it comes to making investment decisions, and to be aware of how those choices and associated costs may impact you. Safeguarding your personal information and keeping it secure and private is a top priority for us.

Commissions & Trail Commissions – Details of commissions and/or trail commissions may vary by mutual fund and share class. Please refer to the prospectus document(s) related to your specific investment(s) for details. The prospectus documents are provided to you at the time of investment in the specific mutual fund. If needed, copies can be provided by your representative.

The Bank Deposit Sweep Program and Insured Cash Account Program are a core account investment vehicles used to hold your cash balance while awaiting reinvestment. The cash balance in your Brokerage Account(s) will be automatically deposited or “swept” into an interest-bearing FDIC-insured Program deposit account. Greater safety and competitive yield on the cash in your investment account – that’s why Securities America created the Bank Deposit Sweep Program and Insured Cash Account Program, which provide up to $1.5 million maximum cumulative FDIC coverage and a competitive yield with deposits held at a network of multiple banks. Please refer to the Disclosure Documents in Program Resources for additional information.