Investors

Independent Financial Professionals

Whether you need to invest for retirement, your child’s education or for that dream vacation, look to an independent financial professional from Securities America. When you work with an independent consultant, you can rest assured that the advice and guidance you receive is based on what’s best for YOU, and not because your financial professional is hindered by a limited range of products or a corporate mandate dictating what they can sell or do.

Securities America
Suggested Commissions Schedule
Securities America Advisors, Inc. Firm Brochure (Part 2A of Form ADV)
Securities America Advisors, Inc. Managed Opportunities Program Brochure (Part 2A Appendix 1 of Form ADV)
Standard Deviation Thresholds
Business Continuity Plan Disclosure
Customer Privacy
Schedule of Client Fees and Charges - DirectChoice
NATIONAL FINANCIAL SERVICES, LLC
Quarterly Order Routing Information for Customers with Accounts Held at National Financial Services, LLC
Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and National Financial Brokerage Accounts – Terms and Conditions
Securities America Inc. Customer Agreement for National Financial Premiere Select Accounts – Terms and Conditions
Margin Interest Charges for Accounts Held at National Financial Services, LLC
Schedule of Client Fees and Charges – National Financial Brokerage Accounts
National Financial Services LLC Statement of Financial Condition
Margin Disclosure Statement
Explanation of SIPC Coverage
Transaction Charges
PERSHING, LLC
Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and Pershing Brokerage Accounts; Terms and Conditions
Quarterly Order Routing Information for Customers with Accounts Held at Pershing, LLC
Margin Interest Charges for Accounts Held at Pershing, LLC
Pershing LLC Statement of Financial Condition
Schedule of Client Fees and Charges - Pershing Brokerage Accounts
Margin Disclosure Statement
Transaction Charges

If you are currently a client investing with a Securities America financial professional and would like to contact us, please call:

402-399-9111 (local)
800-747-6111 (toll free)