Welcome to Securities America

  • Affiliation Options

    Financial advisors joining Securities America have a variety of choices.

    How You Can Join Us
  • Find the Right IBD For You

    What should you expect from an Independent Broker-Dealer?

    Learn More
  • Transition Tailored to You

    Advisors joining Securities America receive personalized transition support.

    Personalized Transition

About Us

Your Business Growth Expert

At Securities America, we pride ourselves on providing exceptional service. That means we focus on doing business in a friendly, efficient and effective way, and our work ethic drives us to go that extra mile to ensure the expectations of our advisors and their clients are being met.

With more than 2,500 financial professionals nationwide, everything we do revolves around helping them deliver the best financial products, services and financial counsel to their clients. 

Your Business Growth Expert


Featured News

  • Securities America Welcomes Richard Fanch

    January 13, 2020 | Announcements

    Securities America and Securities America Advisors welcome Richard “Rich” Fanch, CFP® of Clifton Park, New York.

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  • New Advisor Welcome Jeremiah Seagle

    January 09, 2020 | Announcements

    Securities America welcomes Jeremiah Seagle! The Virginia-based independent financial advisor oversees $69 million in total client assets. Jeremiah was referred by independent financial advisor Dean Anninos and affiliates with Securities America through Investor Securities Group, Inc. in Hampton, Virginia.

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  • Kim Rule Joins Securities America Advisors and Branch Development Partners

    January 07, 2020 | Announcements

    Securities America and Securities America Advisors welcome Kimberly “Kim” Rule of Garland, Texas. Kim joins through Super OSJ Branch Development Partners of Leesburg, Virginia.

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  • Securities America Welcomes Matthew “Matt” Brand

    December 23, 2019 | Announcements

    Securities America and Arbor Point Advisors welcome Matthew “Matt” Brand, AIF®, of Michigan 401(k) Consultants & Private Wealth Management in Bloomfield Hills, Michigan.

    Matt is an advocate of financial education and since beginning his career in 2001 has delivered dynamic presentations on unique strategies for... 

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  • Securities America Teams with Goldstein & Associates

    December 19, 2019 | Media Mentions

    Goldstein & Associates, a Wisconsin-based wealth management firm with six advisors and $565 in client assets, is joining Arbor Point Advisors, which provides the advisory services of Securities America.

    According to Gregg Johnson, the executive vice president of branch office development and acquisitions at Securities America, advisors acquired by Arbor Point have the chance to adopt a hybrid business model by affiliating with Arbor Point and Securities America or can join as an RIA-only advisor with Arbor Point or Securities America Advisors, the company's other corporate RIA; Goldstein & Associates are joining as a hybrid.

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  • Securities America Teams with Industry Veteran Pintaric on Super-OSJ

    December 13, 2019 | Media Mentions

    Securities America entered into a strategic alliance with industry veteran David Pintaric to help launch William R. Pintaric & Associates LLC as a Super Office of Supervisory Jurisdiction, Securities America said Tuesday.

    The Super-OSJ combines Pintaric’s 33 years of experience in the wealth management industry with the technology, “expertise and resources” of Ladenburg’s largest subsidiary, according to Securities America, which said it had 2,600 independent advisors and about $97 billion in client assets as of Sept. 30.

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