Professional Financial Advisor Provider

  • Affiliation Options

    Financial advisors joining Securities America have a variety of choices.

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  • Find the Right IBD For You

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  • Transition Tailored to You

    Advisors joining Securities America receive personalized transition support.

    Personalized Transition

About Us

Your Business Growth Expert

At Securities America, we pride ourselves on providing exceptional service. That means we focus on doing business in a friendly, efficient and effective way, and our work ethic drives us to go that extra mile to ensure the expectations of our advisors and their clients are being met.

With more than 2,500 financial professionals nationwide, everything we do revolves around helping them deliver the best financial products, services and financial counsel to their clients. 

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About Us


Featured News

  • Securities America Recruits Three Groups with Approximately $245 Million in Total Client Assets

    May 23, 2019 | Press Releases

    Securities America has recruited Miller & Hurt Wealth Advisors, Hill & Associates, and Duprez Financial. The three advisory practices bring approximately $245 million in client assets. 

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  • Seven Questions With Tony Sirianni: Securities America

    May 20, 2019 | Media Mentions

    AdvisorHub’s Publisher and CEO, Tony Sirianni, sits with established leaders of the largest firms, as well as up and coming disruptors, so advisors can get a sense of how each firm addresses the same issues from different perspectives.

    In this spotlight, Tony interviews Gregg Johnson, Executive Vice President of Branch Office Development at Securities America.

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  • 2019 IA25 Independent Broker-Dealer Winners

    April 30, 2019 | Media Mentions

    Securities America President & CEO Jim Nagengast has been named one of the top leaders in the financial industry. He has been with the Omaha-based IBD — which works with about 2,600 financial advisors — since 1994. Last year, in his successful bid for a seat on the FINRA board of governors, he was supported by FSI, whose president and CEO Dale Brown called Nagengast a highly visible leader in the financial industry and his community. 

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  • Securities America Recruits Meliora Wealth Management and Allied Financial Partners

    April 23, 2019 | Press Releases

    Securities America has recruited a group of six advisors with over $200 million in total client assets. The Rochester, New York-based group, which includes Meliora Wealth Management and Allied Financial Partners, is affiliating with Securities America through Evolution Financial Advisors, a Victor, N.Y.-based Super-OSJ with total client assets of more than $2.6 billion.

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  • InvestmentNews: 2019 Top 10 IBDs Ranked By Revenue

    April 22, 2019 | Media Mentions

    Securities America was among the nation's largest independent broker-dealers (IBD) to have a banner year in 2018. InvestmentNews' annual ranking had Securities America #5 in terms of revenue on the media outlet's annual list of the industry's ten fastest growing IBDs by revenue. The ranking reflects a 26.1% increase in revenue from 2017 to 2018. 

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  • InvestmentNews: 2019 Top 10 IBDs Ranked By Number of CFPs

    April 22, 2019 | Media Mentions

    Within the top 10 ranked companies in InvestmentNews’ annual list, Securities America claimed the #5 position in the number of CFP® professionals. Last year saw an increase of 4% over 2017; 701 of Securities Americas’ 2,600 reps were also CFP® professionals, putting the IBD at #2 in the ratio of CFP® professional to advisor.

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