Welcome to Securities America

  • Affiliation Options

    Financial professionals joining Securities America have a variety of choices.

    How You Can Join Us
  • Find the Right IBD For You

    What should you expect from an Independent Broker-Dealer?

    Learn More
  • Transition Tailored to You

    Financial professionals joining Securities America receive personalized transition support.

    Personalized Transition

About Us

Your Business Growth Expert

At Securities America, we pride ourselves on providing exceptional service. That means we focus on doing business in a friendly, efficient and effective way, and our work ethic drives us to go that extra mile to ensure the expectations of our financial professionals and their clients are being met.

With more than 2,500 financial professionals nationwide, everything we do revolves around helping them deliver the best financial products, services and financial counsel to their clients. 

Your Business Growth Expert


Featured News

  • Advisor Group and Securities America Welcome Oregon Community Credit Union Investment Services

    July 02, 2020 | Press Releases, Announcements, News

    Securities America today welcomed Oregon Community Credit Union (OCCU) to its Financial Institutions platform. The financial institution's Investment Services team includes four licensed financial professionals who offer financial planning and wealth management services to credit union members at each of the institution's 10 Oregon branches and oversee $340 million in client assets. OCCU has affiliated with Securities America through Priority Financial Group (PFG), a hybrid Registered Investment Advisor / Super-OSJ based in Phoenix that specializes in developing competitive, customized programs for financial institutions to grow their wealth management capabilities and improve operating efficiency.

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  • Priority Financial Group and Securities America

    July 01, 2020 | Digital Content

    The relationship between Priority Financial Group and Securities America is as strong as ever. Hear from PFG leaders on why this partnership is so successful. 

  • Securities America Named a Top 10 Firm in Think Advisor’s Annual Broker-Dealer Reference Guide

    May 28, 2020 | Media Mentions, News

    Securities America was named a top 10 firm in several categories in ThinkAdvisor’s annual Broker-Dealer Reference Guide. Securities America ranked sixth in Reps with Their Own RIA (18.7%, with 25% of the Total Rep Force holding a CFP designation), eighth in Gross Dealer Revenue and ninth in Number of Registered Reps.

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  • Advisor Group To Fold Three Ladenburg Firms Into Securities America

    May 12, 2020 | Media Mentions, News

    Six months after acquiring Ladenburg Thalmann and its five broker/dealers in a $1.3 billion deal, Advisor Group will integrate three of those b/ds under the Securities America banner.

    The move will leave Securities America and Triad Advisors as the only remaining stand-alone firms from the Ladenburg acquisition. The transition should be completed by the end of the year, according to Advisor Group CEO Jamie Price.

    Price said that much of the business functions of the three b/ds slated to merge—Investacorp, Securities Service Network (SSN) and KMS Financial Services—were already being performed by Securities America’s operations group...

    Other than a small portion of KMS accounts, no repapering would be needed, according to Price, who said just under 1,000 advisors would be affected by the transition. Larry Roth, a managing partner with RLP Financial Partners, said that the realignment would likely help expedite financial professional’s access to Advisor Group’s technology stack.

    “I think this will be quite good for advisors and get them what they need than if they had built it out over time,” he said.

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  • Investacorp, Securities Service Network and KMS Financial Services to Become Part of Securities America

    May 12, 2020 | Press Releases, News

    Investacorp, Securities Service Network and KMS Financial Services will be integrated into Securities America under an organizational realignment.  Advisor Group is making the drive to accelerate delivery of its industry-leading technology, platforms and growth resources to all financial professionals across its recently expanded organization.

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  • Advisor Group Announces Expansion of Coronavirus Response Resource Center to Support Financial Professionals During Unprecedented Conditions

    May 01, 2020 | Press Releases

    Advisor Group has expanded its Coronavirus Response Resource Center, a platform of specialized services and solutions that has been providing support and guidance for financial professionals to most effectively manage their businesses and serve the unique needs of clients during the current COVID-19 pandemic and ensuing market disruption.

    This most recent expansion of the Coronavirus Response Resource Center encompasses a new digital peer-to-peer best practices sharing platform, making it the most recent addition to a comprehensive spectrum of COVID-19-related resources and tools...

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