Securities America

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As we all wrestle with uncertainty, you can be certain Securities America remains firmly committed to serving you.
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From transition to succession, we’ll be right by your side through every step of your professional journey. Learn why more and more financial professionals are making the change to Securities America. Call us today to get the conversation started.
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When you partner with Securities America, you're joining an enduring culture of stability and growth - built on a foundation of serving people just like you.
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Financial professionals joining Securities America have a variety of choices.
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At Securities America, we pride ourselves on providing exceptional service. That means we focus on doing business in a friendly, efficient and effective way, and our work ethic drives us to go that extra mile to ensure the expectations of our financial professionals and their clients are being met.

With more than 2,500 financial professionals nationwide, everything we do revolves around helping them deliver the best financial products, services and financial counsel to their clients.

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Featured News

USECU Investment Services joins Advisor Group and Securities America platform

September 18, 2020 | Press Releases

Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today welcomed USE Credit Union (USECU) to the Securities America Financial Institutions platform. With more than $1 billion in assets, USECU serves more than 62,000 California university employees, students and other California residents. It has affiliated with Securities America through Priority Financial Group, a registered investment adviser and OSJ based in Phoenix that specializes in delivering customized programs for financial institutions to enhance their wealth management capabilities and improve operating efficiency.

Securities America is part of Advisor Group, which also includes FSC Securities Corporation, KMS Financial Services, Royal Alliance Associates, SagePoint Financial, Securities Service Network, Triad Advisors and Woodbury Financial Services.
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Securities America’s CEO Re-Elected to FINRA Board

August 11, 2020 | Media Mentions, Announcements

Jim Nagengast, CEO of Securities America Financial and president of Securities America, Inc., was re-elected Friday as the Financial Industry Regulatory Authority's Large Firm Governor...
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Advisor Group and Securities America Announce Successful Recruitment of Heritage Harbor Financial Associates

July 30, 2020 | Press Releases

Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced the successful recruitment of Heritage Harbor Financial Associates, an independent financial advisory business headquartered in Port Jefferson Station, N.Y., with three offices across Long Island that oversee $150 million in total client assets.
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Securities America Concludes Successful Third Annual NxG Conference for Next-Gen Financial Professionals

July 09, 2020 | Press Releases

Securities America today announced the successful completion of its third annual NxG Conference, a two-day virtual experience featuring workshops, discussion groups, and networking opportunities aimed at helping top-performing financial professionals in the first 15 years of their careers further develop their skill sets, learn from their peers and build their businesses.
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Financial Planning Ranks Securities America Number Two in Percentage of Female Reps in Annual IBD Elite Rankings

July 09, 2020 | Media Mentions

Securities America is once again in the top tier of Financial Planning’s annual IBD Elite rankings. The independent broker-dealer ranks number two in the percentage of female reps, with 2,608, or 29 percent, of producing reps who are women at year-end 2019. Securities America also ranked number 13 in Total Revenue, Annual Payout, and Clients and Accounts; 10^th in Commission Product Revenue, and Fee-based Revenue; and 7^th in Home Office Staff.
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Advisor Group and Securities America Announce Jim Nagengast’s Nomination for Second Term on FINRA Board of Governors

July 09, 2020 | Press Releases

Securities America CEO Jim Nagengast, the first petition candidate to ever win election to the FINRA Board of Governors Large Firm seat, has again been nominated to the Board of Governors.
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Welcome to Securities America

We're In This Together

Real Support

Real Strength

Affiliation Options

Find the Right IBD For You

Transition Tailored to You

About Us

Your Business Growth Expert

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Featured News