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Independent Financial Professionals

Whether you need to invest for retirement, your child’s education or for that dream vacation, look to an independent financial professional from Securities America. When you work with an independent consultant, you can rest assured that the advice and guidance you receive is based on what’s best for YOU, and not because your financial professional is hindered by a limited range of products or a corporate mandate dictating what they can sell or do.

Securities America
Suggested Commissions Schedule
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Securities America Advisors, Inc. Firm Brochure (Part 2A of Form ADV)
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Securities America Advisors, Inc. Managed Opportunities Program Brochure (Part 2A Appendix 1 of Form ADV)
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Standard Deviation Thresholds
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Business Continuity Plan Disclosure
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Customer Privacy
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Schedule of Client Fees and Charges - DirectChoice


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NATIONAL FINANCIAL SERVICES, LLC
Quarterly Order Routing Information for Customers with Accounts Held at National Financial Services, LLC
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Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and National Financial Brokerage Accounts – Terms and Conditions
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Securities America Inc. Customer Agreement for National Financial Premiere Select Accounts – Terms and Conditions
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Margin Interest Charges for Accounts Held at National Financial Services, LLC
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Schedule of Client Fees and Charges – National Financial Brokerage Accounts
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National Financial Services LLC Statement of Financial Condition
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Margin Disclosure Statement
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Explanation of SIPC Coverage
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PERSHING, LLC
Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and Pershing Brokerage Accounts; Terms and Conditions
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Quarterly Order Routing Information for Customers with Accounts Held at Pershing, LLC
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Margin Interest Charges for Accounts Held at Pershing, LLC
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Pershing LLC Statement of Financial Condition
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Schedule of Client Fees and Charges - Pershing Brokerage Accounts
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Margin Disclosure Statement
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If you are currently a client investing with a Securities America financial professional and would like to contact us, please call:

402-399-9111 (local)
800-747-6111 (toll free)