News

Securities America and Advisor Group Welcome Two California-based Financial Advisors with Client Assets Totaling $174 Million
Securities America and ​Advisor Group Welcome Two California-based Financial Advisors with Client Assets Totaling $174 Million James Putnam and Babak "Bobby" Payvandi Join Advisor Group through Subsidiary Securities America and Super-OSJ Iron Point Advisors
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The Pandemic Was A Final Exam For Financial Advisors’ Emotional Intelligence. Did Yours Pass?
Insights from Jamie Price, President and CEO of Advisor Group, on the growing importance of emotional intelligence, or EQ, in the advisor/client relationship — and how the pandemic has highlighted the value of advisors who use their EQ to initiate key conversations with clients effectively.
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Securities America Snaps Up Two New Advisors
Robert “Bob” Batick, founder and president of Connecticut-based Whitfield Retirement Services, joined the affiliated super office of supervisory jurisdiction Patriot Financial Group from Westport Capital Markets. And Texas-based Norman “Todd” Coates joined Securities America’s other Super OSJ, Navigation Financial Group, from LPL Financial.
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Congratulations to Affiliated Financial Advisors on Recognition by Invest in Others for their Longstanding Support of the Organization's Charitable Mission
Securities America today congratulated nine of its affiliated financial advisors on their recognition by Invest in Others (IiO) for their longstanding commitment to advancing the organization's charitable mission.
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Advisor Group Thanks Janine Wertheim, Veteran Executive Of Securities America Retiring After More Than 37 Years
Securities America and Advisor Group Thank Janine Wertheim, Veteran Executive Of Securities America Retiring After More Than 37 Years.
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Securities America adds three finance professionals with $120m in client assets
Securities America has added three financial professionals in California and North Carolina with a total of USD120 million in client assets. The professionals include Daniel Sutton and Chris Paydock of Sunset Wealth Advisors in Roseville, California and Kevin Swan in Raleigh, North Carolina.
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Former Investacorp CEO, CCO Join Securities America OSJ as Advisors
Associated Financial Consultants & Investor Services, a super office of supervisory jurisdiction at Securities America, has added former Investacorp CEO Patrick Farrell and former Investacorp Chief Compliance Officer Marcus Arneaud as financial advisors. Investacorp was one of three broker/dealers folded into Securities America last year, following Advisor Group’s acquisition of their parent Ladenburg Thalmann.
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