Find a regional recruiter in your local area to begin a confidential conversation on choosing Securities America as your independent broker-dealer.
Senior Regional Director
Sam has nearly two decades of financial services industry experience with Securities America; guiding prospective advisors as the Senior Regional Director for the Western Great Lakes with the Branch Office Development department. He also partners with several Securities America branch offices helping them plan and implement their annual branch expansion efforts through recruitment of new advisors.
Sam’s history includes operations management, managing the sales support team, and past leadership of the transition department. He is a past recipient of the Manager of the Year award in 2010 and Employee of the Year award in 2003. He has recruited hundreds of new offices to join SAI, from the sole practitioner, large branch & OSJ networks, and several broker-dealer integrations. Sam would like to put his tenure and experience to work by helping advisors discover why Securities America is the premiere independent broker-dealer partner for their practice.
In his free time, Sam enjoys family time with his wife Jaime, watching his children Sophia and Ethan play soccer, exercising, and of course watching Nebraska Cornhusker football and Cubs baseball.
Check the background of this investment professional on FINRA’s BrokerCheck.