September 18, 2020 | Press Releases
Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today welcomed USE Credit Union (USECU) to the Securities America Financial Institutions platform. With more than $1 billion in assets, USECU serves more than 62,000 California university employees, students and other California residents. It has affiliated with Securities America through Priority Financial Group, a registered investment adviser and OSJ based in Phoenix that specializes in delivering customized programs for financial institutions to enhance their wealth management capabilities and improve operating efficiency.
Securities America is part of Advisor Group, which also includes FSC Securities Corporation, KMS Financial Services, Royal Alliance Associates, SagePoint Financial, Securities Service Network, Triad Advisors and Woodbury Financial Services.Read More
Advisor Group and Securities America Announce Successful Recruitment of Heritage Harbor Financial Associates
July 30, 2020 | Press Releases
Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced the successful recruitment of Heritage Harbor Financial Associates, an independent financial advisory business headquartered in Port Jefferson Station, N.Y., with three offices across Long Island that oversee $150 million in total client assets.Read More
Securities America Concludes Successful Third Annual NxG Conference for Next-Gen Financial Professionals
July 09, 2020 | Press Releases
Securities America today announced the successful completion of its third annual NxG Conference, a two-day virtual experience featuring workshops, discussion groups, and networking opportunities aimed at helping top-performing financial professionals in the first 15 years of their careers further develop their skill sets, learn from their peers and build their businesses.Read More
Advisor Group and Securities America Announce Jim Nagengast’s Nomination for Second Term on FINRA Board of Governors
July 09, 2020 | Press Releases
Securities America CEO Jim Nagengast, the first petition candidate to ever win election to the FINRA Board of Governors Large Firm seat, has again been nominated to the Board of Governors.Read More
Securities America today welcomed Oregon Community Credit Union (OCCU) to its Financial Institutions platform. The financial institution's Investment Services team includes four licensed financial professionals who offer financial planning and wealth management services to credit union members at each of the institution's 10 Oregon branches and oversee $340 million in client assets. OCCU has affiliated with Securities America through Priority Financial Group (PFG), a hybrid Registered Investment Advisor / Super-OSJ based in Phoenix that specializes in developing competitive, customized programs for financial institutions to grow their wealth management capabilities and improve operating efficiency.Read More
Investacorp, Securities Service Network and KMS Financial Services to Become Part of Securities America
Investacorp, Securities Service Network and KMS Financial Services will be integrated into Securities America under an organizational realignment. Advisor Group is making the drive to accelerate delivery of its industry-leading technology, platforms and growth resources to all financial professionals across its recently expanded organization.Read More
Advisor Group Announces Expansion of Coronavirus Response Resource Center to Support Financial Professionals During Unprecedented Conditions
May 01, 2020 | Press Releases
Advisor Group has expanded its Coronavirus Response Resource Center, a platform of specialized services and solutions that has been providing support and guidance for financial professionals to most effectively manage their businesses and serve the unique needs of clients during the current COVID-19 pandemic and ensuing market disruption.
This most recent expansion of the Coronavirus Response Resource Center encompasses a new digital peer-to-peer best practices sharing platform, making it the most recent addition to a comprehensive spectrum of COVID-19-related resources and tools...Read More
April 13, 2020 | Press Releases
Advisor Group, the nation’s largest network of independent wealth management firms, and Securities America today announced the successful recruitment of 20/20 Wealth Management Group, a hybrid financial advisory practice based in Auburn, Ala. with more than $120 million in total client assets. The practice has affiliated with Securities America through one of its corporate RIAs, Arbor Point Advisors, as well as through Bay View Capital Advisory Group, a Super-OSJ based in St. Petersburg, Fla.Read More
Advisor Group Announces Completion of Merger with Ladenburg Thalmann Financial Services to Create Industry’s Largest Network of Wealth Management Firms
February 14, 2020 | Press Releases
PHOENIX, Feb. 14, 2020 – Advisor Group, the nation's largest network of independent wealth management firms, today announced the successful completion of its merger agreement with Ladenburg Thalmann Financial Services Inc., a diversified financial services company based in Miami that includes five independent advisory and brokerage firms, including Securities America.
The closing of this transaction augments Advisor Group's industry leadership, with the expanded company encompassing about 11,300 financial advisors and over $450 billion in client assets. Advisor Group is committed to a multi-brand network model that delivers the advantages of industry-leading scale and resources through familiar relationship managers, a unique sense of community and a personalized approach to service, which will further empower advisors to do their best for their clients.
Jamie Price, CEO and President of Advisor Group, commented, "The closing is a testament to the strength of both companies' management teams, the quality and early engagement of our advisor communitiesRead More
December 12, 2019 | Press Releases
Securities America today announced that Goldstein & Associates, an independent wealth management firm based in Wisconsin, has joined its platform through one of Securities America’s corporate RIAs, Arbor Point Advisors.
Led by founder and CEO Jon Goldstein, Goldstein & Associates’ six-advisor team has $565 million in total client assets. Mr. Goldstein heads the firm’s Middleton, Wisconsin headquarters, while its Lake Geneva, Wisconsin office is led by advisor David Sharpe. The firm‘s producing advisors include Goldstein, Sharpe, Adam Peters, Lisa Spadoni, Amanda Gausewitz and Kyle Kerkenbush.
Mr. Goldstein said: “In deciding to affiliate with Arbor Point Advisors and Securities America, it was clear that we share the same core philosophies. The number one reason we made this decision was our commitment to our clients.Read More