Chris Clemens
Haven Tower Group, LLC
424.317.4850
cclemens@haventower.com
News
Media Mentions
-
Top Four Ways Firms Can Drive Professional Success for Next-Gen Financial Advisors
March 11, 2019 | Media Mentions
With a wave of advisor retirements expected to occur over the next decade, the question of how to find and empower the next generation of successful advisors is top-of-mind for industry leaders. Janine Wertheim, president of Securities America Advisors and chief marketing officer of Securities America and Jeff Sietstra, practice management manager for Securities America provide four key steps to identify the next generation of advisors and help them succeed.
Read More -
18 Future Financial Advisors Attend ELEVATE
February 14, 2019 | Media Mentions
Ladenburg Thalmann and its five independent advisory and brokerage firm subsidiaries sponsored Link to the Future (LTTF) at the January Ladenburg ELEVATE Advisory Symposium in Nashville, Tennessee. The LTTF program provides scholarships to enable university students who are majoring in business and interested in finance to attend the conference and gain knowledge from experienced advisors and industry leaders.
Read More -
Ladenburg IBDs aim growth plans at RIAs
January 31, 2019 | Media Mentions
Helping the firm’s advisors purchase RIAs and recruit new ones into the profession served as the main motivating factors for the firm’s fee-only offering, according to Nagengast. If advisors “want to acquire an RIA-only practice,” they “should be able to bring that into the family,” he says, arguing that the firm is creating “an easier track to get young people into the business” by enabling practices to hire advisors who don’t have Series 6 or 7 licenses. “It is really about growth and flexibility,” he added.
Read More -
Many Small IBDs Are Struggling; Is It Time to Become an OSJ?
January 18, 2019 | Media Mentions
In the current environment, this could be the right move for b/d executives seeking to restore growth, strengthen advisor productivity, and deal more efficiently with regulatory and operating responsibilities, says Jim Nagengast of Securities America.
Read More -
Recruiting the Children of Financial Advisors
September 13, 2018 | Media Mentions
Focusing on youths with a certain amount of industry exposure brings recruitment success.
Read More -
FSI Endorses Jim Nagengast for FINRA Large Board Seat
June 13, 2018 | Media Mentions
The special election for the FINRA Large Firm Board seat will take place June 28.
Read More -
Securities America Number 2 IBD with the Most Female Reps
May 23, 2018 | Media Mentions
Securities America was annouced as the #2 broker-dealer for the most female financial advisors.
Read More -
Top 10 Broker-Dealers that employ the most CFPs
May 21, 2018 | Media Mentions
Securities America recently ranked #5 among independent broker-dealers with the most certified financial planner professionals.
Read More -
2018 IA25 Independent Broker-Dealer Winners
May 01, 2018 | Media Mentions
Jim Nagengast, Securities America CEO & President, named one of the most significant industry influencers in 2018.
Read More -
Securities America grabs $744M National Planning super OSJ as exits mount
November 07, 2017 | Media Mentions
Securities America has set recruiting records each of the past three years, growing nearly a third since 2012.
Read More