Chris Clemens
Haven Tower Group, LLC
424.317.4850
cclemens@haventower.com
December 11, 2020 | Announcements
Securities America and its parent company, Advisor Group, are committed to helping affiliated financial professionals protect their clients and their businesses from rapidly growing cyber risks, while aligning with increasing regulatory commitments. Beginning early next year, the wealth management firms will implement a new cyber security program.
Read MoreDecember 11, 2020 | Press Releases
Dec. 8, 2020 - Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced the successful recruitment to their platform of Gaulden & Associates Wealth Management, a Durham, N.C.-based wealth management group with three financial professionals that collectively oversee $451 million in client assets. Gaulden & Associates is joining Securities America through one of its corporate RIAs, Arbor Point Advisors.
Read MoreDecember 11, 2020 | Press Releases
Dec. 7, 2020 - Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced the successful recruitment to their platform of Symmetry Financial Solutions, a practice headquartered in San Antonio with four offices that oversees $192 million in total client assets. Symmetry Financial's nine financial professionals provide financial planning, wealth management and insurance solutions to individuals, families and businesses across Texas.
Read MoreOctober 27, 2020 | Press Releases
Oct. 27, 2020 - Advisor Group, the nation's largest network of independent wealth management firms, today announced the launch of its new Continuity Coverage & Acquisitions Program (CCAP) along with significant education and training enhancements within its industry-leading Succession Planning & Acquisitions platform. The offerings were unveiled as part of the kick-off of Advisor Group's groundbreaking national virtual conference for financial professionals, ConnectED Canvas.
Read MoreOctober 27, 2020 | Media Mentions, Announcements
The Financial Times has named Aadil Zaman of Wall Street Alliance Group to its 2020 edition of its 401 Top Retirement Advisers. The list recognizes the top financial advisers who specialize in serving defined contribution (DC) retirement plans across the U.S.
Read MoreSeptember 18, 2020 | Press Releases
Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today welcomed USE Credit Union (USECU) to the Securities America Financial Institutions platform. With more than $1 billion in assets, USECU serves more than 62,000 California university employees, students and other California residents. It has affiliated with Securities America through Priority Financial Group, a registered investment adviser and OSJ based in Phoenix that specializes in delivering customized programs for financial institutions to enhance their wealth management capabilities and improve operating efficiency.
Securities America is part of Advisor Group, which also includes FSC Securities Corporation, KMS Financial Services, Royal Alliance Associates, SagePoint Financial, Securities Service Network, Triad Advisors and Woodbury Financial Services.
Read MoreAugust 11, 2020 | Media Mentions, Announcements
Jim Nagengast, CEO of Securities America Financial and president of Securities America, Inc., was re-elected Friday as the Financial Industry Regulatory Authority's Large Firm Governor...
Read MoreJuly 30, 2020 | Press Releases
Advisor Group, the nation's largest network of independent wealth management firms, and Securities America today announced the successful recruitment of Heritage Harbor Financial Associates, an independent financial advisory business headquartered in Port Jefferson Station, N.Y., with three offices across Long Island that oversee $150 million in total client assets.
Read MoreJuly 09, 2020 | Press Releases
Securities America today announced the successful completion of its third annual NxG Conference, a two-day virtual experience featuring workshops, discussion groups, and networking opportunities aimed at helping top-performing financial professionals in the first 15 years of their careers further develop their skill sets, learn from their peers and build their businesses.
Read MoreJuly 09, 2020 | Media Mentions
Securities America is once again in the top tier of Financial Planning’s annual IBD Elite rankings. The independent broker-dealer ranks number two in the percentage of female reps, with 2,608, or 29 percent, of producing reps who are women at year-end 2019. Securities America also ranked number 13 in Total Revenue, Annual Payout, and Clients and Accounts; 10th in Commission Product Revenue, and Fee-based Revenue; and 7th in Home Office Staff.
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