Affiliation Options
5 WAYS YOU CAN JOIN US
Since 1984, we have been dedicated to helping advisors build the practice they want. To get started with a confidential conversation, find a regional recruiter near you. Our team understands the needs of today’s independent financial advisor and can provide the information you need to make the best decision for your practice.
Join DIRECTLY
At Securities America, being an independent advisor does not mean being alone. We understand even the most successful advisors need comprehensive support including compliance, technology and practice management. With an advisor to employee ratio of 4-to-1, we provide advisors the service they deserve.
Join a BrancH
We have several successful branches located across the nation. Advisors who join a branch gain immediate access to like-minded individuals within a small community, further enhancing their ability to excel. Whether you are looking for the opportunity to share office space, hire support staff or just want the opportunity to be mentored by a branch manager to grow your practice, branch options offer many advantages.
Form Your Own Branch
If you and other producing representatives want to join Securities America together (to create your own branch/OSJ configuration as an independent RIA or as part of our corporate RIA), tap into our practice management expertise to help you create an efficient enterprise and avoid the common challenges. We empower branches to build their business, their way, and enable them to recruit advisors through a variety of affiliation options, including those who are RIA-only.
Hybrid RIA Options
If you conduct commission business with Securities America and fee-based business through either Securities America Advisors or your own RIA, you can manage all your clients' assets on one platform, making it easier to get a clear picture of overall holdings. Or, you can join Securities America Advisors or Arbor Point Advisors as an RIA-only advisor to use our investment advisory services.
Bank & Credit Union Affiliations
Securities America's Financial Institutions Division can help you gain a distinct competitive advantage. Our robust, turn-key programs maximize existing relationships and expand your brand into untapped markets, driving dollars into both depository and investment products.