Don’t settle for anything less.

Securities America’s independent financial consultants can help you define your goals and will work with you to develop a plan to reach them. Our advisors have the best technology, products and services in the financial industry, so they can give you the best possible service.

Investor Information

Important Information for Investing Clients

Securities America Financial Corporation and its family of affiliated companies are committed to maintaining the trust and confidence of investors. We want you to be fully informed when it comes to making investment decisions, and to be aware of how those choices and associated costs may impact you. Safeguarding your personal information and keeping it secure and private is a top priority for us.

SECURITIES AMERICA

Securities America Advisors, Inc. Firm Brochure (Part 2A of Form ADV)
Suggested Commissions Schedule
Standard Deviation Thresholds
Business Continuity Plan Disclosure
Revenue Sharing and Other Compensation
Securities America Brochure
Customer Privacy
Personal Information Point of Collection Notice for California Residents

National Financial Services, LLC

Quarterly Order Routing Information for Customers with Accounts Held at National Financial Services, LLC
Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and National Financial Brokerage Accounts – Terms and Conditions
Securities America Inc. Customer Agreement for National Financial Premiere Select Accounts – Terms and Conditions
Margin Interest Charges for Accounts Held at National Financial Services, LLC
Schedule of Client Fees and Charges – National Financial Brokerage Accounts
National Financial Services LLC Statement of Financial Condition
Margin Disclosure Statement
Explanation of SIPC Coverage
Transaction Charges

Pershing, LLC

Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and Pershing Brokerage Accounts; Terms and Conditions
Quarterly Order Routing Information for Customers with Accounts Held at Pershing, LLC
Margin Interest Charges for Accounts Held at Pershing, LLC
Pershing LLC Statement of Financial Condition
Schedule of Client Fees and Charges - Pershing Brokerage Accounts
Margin Disclosure Statement
Transaction Charges

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