Don’t settle for anything less.
Securities America’s independent financial consultants can help you define your goals and will work with you to develop a plan to reach them. Our advisors have the best technology, products and services in the financial industry, so they can give you the best possible service.
Retirement Plan Account Fee, Charge and Commission Elements
The following fees, charges and other compensation elements may apply to your retirement plan account.
- Bank Deposit Sweep Program Disclosure Document
- Bank Deposit Sweep Program Rate Chart
- Schedule of Client Fees and Charges – National Financial Brokerage Accounts
- Schedule of Client Fees and Charges – Pershing Brokerage Accounts
- Brokerage Account Transaction Charges
Commissions & Trail Commissions
Details of commissions and/or trail commissions may vary by mutual fund and share class. Please refer to the prospectus document(s) related to your specific investment(s) for details. The prospectus documents are provided to you at the time of investment in the specific mutual fund. If needed, copies can be provided by your representative.
Compensation for Advisory Services
Details of the fee calculation and payment methods are disclosed in the fee schedule and/or client agreement, a copy of which you receive when the account is established. If needed, your Investment Advisor Representative can provide copies of these documents and additional specific details.
Compensation for Financial Planning & Financial Planning Consultations
Details of the fee calculation and payment methods for a financial plan are disclosed in the fee schedule and/or Financial Planning agreement, a copy of which you receive when the account is established. If needed, your Investment Advisor Representative can provide copies of these documents and additional specific details.
Money Market Options
Reserve Money Market Fund Information
For more information, contact your Financial Advisor or visit these websites:Previous Page