INSURED CASH ACCOUNT PROGRAM

Participating Bank List

Additional information about the Program, including the Insured Cash Account Program Disclosure Document, can be obtained at the following URL: securitiesamerica.com/disclosures-sweep-program-resources.

American Express

Salt Lake City, UT

American National Bank

Omaha, NE

AXOS Bank

San Diego, CA

Bank of China (NY Branch)

New York, NY

Bank of East Asia

New York, NY

Bank United, N.A.*

Miami Lakes, FL

Citi Bank

Sioux Falls, SD

Citizens Bank

Providence, RI

Customers Bank*

Phoenixville, PA

East West Bank

Pasadena, CA

Field Point Private Bank & Trust

Greenwich, CT

First Horizon

Memphis, TN

Great Western Bank

Sioux Falls, SD

Happy State Bank

Happy, TX

Independent Bank

Mckinney, TX

Israel Discount

New York, NY

Malvern Bank, N.A.

Paoli, PA

New York Community Bank

Westbury, NY

Pacific Western Bank

Beverly Hills, CA

Peapack-Gladstone Bank

Bedminster, NJ

Pinnacle Bank

Nashville, TN

State Street Bank

Boston, MA

TriState Capital Bank

Pittsburgh, PA

United Community

Blairsville, GA

Valley National Bank

Wayne, NJ

*Excess Bank. Banks denoted as Excess Banks will accept funds in excess of the maximum applicable FDIC deposit insurance amount in the event that funds equal to the maximum deposit amount (as disclosed in the Insured Cash Account Program Disclosure Document) have been allocated through the Program to each bank included on the above Bank List.

The list of participating Program Banks is subject to change. Please visit www.securitiesamerica.com/disclosures-sweep-program-resources for the most up to date Bank list.

Securities America, Inc. is not currently affiliated with any Program Bank.

Bank list as of 11/09/2022.