BANK DEPOSIT SWEEP PROGRAM

Participating Bank List

Additional information about the Program, including the Bank Deposit Sweep Program Disclosure Document, can be obtained at the following URL: securitiesamerica.com/investors.

American National Bank

Omaha, NE

AXOS Bank

San Diego, CA

Bank of China (NY Branch)

New York, NY

Bank of East Asia

New York, NY

Bank United, N.A.*

Miami Lakes, FL

BBVA*

Birmingham, AL

Citi Bank

Sioux Falls, SD

Citizens Bank

Providence, RI

Customers Bank

Phoenixville, PA

East West Bank

Pasadena, CA

Field Point Private Bank & Trust

Greenwich, CT

Great Western Bank

Sioux Falls, SD

Happy State Bank

Happy, TX

Independent Bank

Mckinney, TX

Israel Discount

New York, NY

Malvern Bank, N.A.

Paoli, PA

New York Community Bank

Westbury, NY

Peapack-Gladstone Bank

Bedminster, NJ

Pinnacle Bank

Nashville, TN

Seaside National

Orlando, FL

State Street Bank

Boston, MA

TriState Capital Bank

Pittsburgh, PA

Truist Bank

Charlotte, NC

Valley National Bank

Wayne, NJ

*Excess Bank. Banks denoted as Excess Banks will accept funds in excess of the maximum applicable FDIC deposit insurance amount in the event that funds equal to the maximum deposit amount (as disclosed in the Bank Deposit Sweep Program Disclosure Document) have been allocated through the Program to each bank included on the above Bank List.

The list of participating Program Banks is subject to change. Please visit www.securitiesamerica.com/investors for the most up to date Bank list.

Securities America, Inc. is not currently affiliated with any Program Bank.

Bank list as of 6/3/2022.