Outside Brokerage Accounts

Outside Brokerage Accounts

 

  • Brokerage Accounts
    You will be required to disclose any outside brokerage accounts and will need to be set up to receive a copy of your statement for any outside brokerage accounts that are maintained. If accounts are through Charles Schwab, TD Ameritrade, E*Trade, Fidelity Investments, Scottrade, Wells Fargo, Morgan Stanley, Edward Jones, Merrill Lynch, Ameriprise, Vanguard or Raymond James there is no fee for these outside brokerage accounts.
     
  • Trust Services
    Trust services are permissible at Securities America, but approval of this outside business activity must be obtained prior to engaging in trust services. Advisors may not act as trustee for clients, unless they are an immediate family member. Securities America and Ladenburg Thalmann recommend using Premier Trust for trust services.

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