Changing Broker Dealers in 2019
Top of Mind
Securities America has received many inquiries from advisors currently facing a forced change of broker-dealers. To get information out to these advisors more quickly, Securities America created these resource pages with information to answer the most common questions we’re receiving. On the tabs above, you’ll find more general information commonly asked by advisors joining Securities America. For detailed information specific to your situation, please contact the Securities America regional director for your state.
Be sure to check back often, as we will periodically update information.