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At Securities America, we focus on helping advisors create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.

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Leadership Team

Securities America’s Executive Leadership Team

Our experienced leadership team is accessible to advisors each and every day.

Check the background of these investment professionals on FINRA’s BrokerCheck.

Jim Nagengast

Jim Nagengast

Chief Executive Officer and President

Janine Wertheim

Janine Wertheim

Senior Vice President and Chief Marketing Officer
President, Securities America Advisors

Kirk Hulett

Kirk Hulett

Executive Vice President of Strategy and Practice Management

Doreen Griffith

Doreen Griffith

Executive Vice President and Chief Information Officer, Securities America
Senior Vice President and Chief Information Officer, Ladenburg Thalmann

Gregg Johnson

Gregg Johnson

Executive Vice President of Branch Office Development and Acquisitions

Dennis King

Dennis King

Senior Vice President of Business Development and Fee Based Sales Securities America Advisors

Mark Lasswell

Mark Lasswell

Senior Vice President and Chief Compliance Officer

Paul Lofties

Paul Lofties

Senior Vice President of Wealth Management and Product Strategy
Senior Vice President, Wealth Management, Ladenburg Thalmann

Kevin Miller

Kevin Miller

Executive Vice President and General Counsel

Gregory J. Smith

Gregory J. Smith

Senior Vice President of Supervision.

Leon M. Johnson

Leon M. Johnson

Vice President, Chief Information Security Officer

David Vaughan

David Vaughan

Chief Financial Officer

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