Leadership Team
Securities America’s Executive Leadership Team
Our experienced leadership team is accessible to advisors each and every day.
Check the background of these investment professionals on FINRA’s BrokerCheck.
Jim Nagengast
Chief Executive Officer and President View Profile
Janine Wertheim
Senior Vice President and Chief Marketing OfficerPresident, Securities America Advisors View Profile
Kirk Hulett
Executive Vice President of Strategy and Practice Management View Profile
Doreen Griffith
Executive Vice President and Chief Information Officer, Securities AmericaSenior Vice President and Chief Information Officer, Ladenburg Thalmann View Profile
Gregg Johnson
Executive Vice President of Branch Office Development and Acquisitions View Profile
Dennis King
Senior Vice President of Business Development and Fee Based Sales Securities America Advisors View Profile
Mark Lasswell
Senior Vice President and Chief Compliance Officer View Profile
Paul Lofties
Senior Vice President of Wealth Management and Product StrategySenior Vice President, Wealth Management, Ladenburg Thalmann View Profile
Kevin Miller
Executive Vice President and General Counsel View Profile
Gregory J. Smith
Senior Vice President of Supervision. View Profile
Leon M. Johnson
CISO, SVP Infrastructure and Technology Support View Profile