Independent Broker-Dealer at Your Service

At Securities America, we focus on helping financial professionals create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.

Leadership Team

Securities America’s Executive Leadership Team

Our experienced leadership team is accessible to financial professionals each and every day.

Check the background of these investment professionals on FINRA’s BrokerCheck.

Jim Nagengast

Chief Executive Officer and President

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Janine Wertheim

President of Securities America Advisors & Securities America Chief Marketing Officer

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Kirk Hulett

Executive Vice President of Strategy and Practice Management

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Doreen Griffith

Executive Vice President and Chief Information Officer, Securities America

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David Vaughan

Chief Financial Officer

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Jim Meyers

Chief Operations Officer

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Leon M. Johnson

CISO, SVP Infrastructure and Technology Support

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Dennis King

Senior Vice President of Business Development and Fee Based Sales Securities America Advisors
President of Arbor Point Advisors, Inc.

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Dori Hammond

Interim Chief Compliance Officer

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