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Independent Broker-Dealer at Your Service

At Securities America, we focus on helping advisors create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.

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About Us

Leadership Team

Securities America’s Executive Leadership Team

Our experienced leadership team is accessible to advisors each and every day.

Check the background of these investment professionals on FINRA’s BrokerCheck.

Jim Nagengast

Jim Nagengast

Chief Executive Officer and President
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Janine Wertheim

Janine Wertheim

Senior Vice President and Chief Marketing Officer
President, Securities America Advisors
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Kirk Hulett

Kirk Hulett

Executive Vice President of Strategy and Practice Management
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Doreen Griffith

Doreen Griffith

Executive Vice President and Chief Information Officer, Securities America
Senior Vice President and Chief Information Officer, Ladenburg Thalmann
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David Vaughan

David Vaughan

Chief Financial Officer
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Jim Meyers

Jim Meyers

Senior Vice President and Chief Operations Officer
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Kevin Miller

Kevin Miller

Executive Vice President and General Counsel
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Gregg Johnson

Gregg Johnson

Executive Vice President of Branch Office Development and Acquisitions
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Jim Norwood

Jim Norwood

President of Financial Institutions Division
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Leon M. Johnson

Leon M. Johnson

CISO, SVP Infrastructure and Technology Support
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Paul Lofties, CFP®, ChFC®

Paul Lofties, CFP®, ChFC®

Senior Vice President of Wealth Management and Product Strategy
Senior Vice President, Wealth Management, Ladenburg Thalmann
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Gregory J. Smith

Gregory J. Smith

Senior Vice President of Supervision.
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Dennis King

Dennis King

Senior Vice President of Business Development and Fee Based Sales Securities America Advisors
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