Independent Broker-Dealer at Your Service
At Securities America, we focus on helping advisors create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.
Securities America’s Executive Leadership Team
Our experienced leadership team is accessible to advisors each and every day.
Check the background of these investment professionals on FINRA’s BrokerCheck.
Jim NagengastChief Executive Officer and President View Profile
Janine WertheimSenior Vice President and Chief Marketing Officer
President, Securities America Advisors View Profile
Kirk HulettExecutive Vice President of Strategy and Practice Management View Profile
Doreen GriffithExecutive Vice President and Chief Information Officer, Securities America
Senior Vice President and Chief Information Officer, Ladenburg Thalmann View Profile
Mark LasswellSenior Vice President and Chief Compliance Officer View Profile
David VaughanChief Financial Officer View Profile
Jim MeyersSenior Vice President and Chief Operations Officer View Profile
Kevin MillerExecutive Vice President and General Counsel View Profile
Gregg JohnsonExecutive Vice President of Branch Office Development and Acquisitions View Profile
Jim NorwoodPresident of Financial Institutions Division View Profile
Leon M. JohnsonCISO, SVP Infrastructure and Technology Support View Profile
Paul Lofties, CFP®, ChFC®Senior Vice President of Wealth Management and Product Strategy
Senior Vice President, Wealth Management, Ladenburg Thalmann View Profile