Our experienced leadership team is accessible to financial professionals each and every day.
Check the background of these investment professionals on FINRA’s BrokerCheck.
Leadership Team
Securities America’s Executive Leadership Team
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Jim Nagengast
Chief Executive Officer and President
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Janine Wertheim
President of Securities America Advisors & Securities America Chief Marketing Officer
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Kirk Hulett
Executive Vice President of Strategy and Practice Management
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Doreen Griffith
Executive Vice President and Chief Information Officer, Securities America
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David Vaughan
Chief Financial Officer
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Jim Meyers
Chief Operations Officer
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Gregg Johnson
EVP, Recruiting & Revenue Acquisition
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Leon M. Johnson
CISO, SVP Infrastructure and Technology Support
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Paul Lofties, CFP®, ChFC®
Senior Vice President of Wealth Management and Product Strategy
Senior Vice President, Wealth Management, Ladenburg Thalmann -
Gregory J. Smith
Senior Vice President of Supervision.
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Dennis King
Senior Vice President of Business Development and Fee Based Sales Securities America Advisors
President of Arbor Point Advisors, Inc. -
Dori Hammond
Interim Chief Compliance Officer
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Rob Guldner
Chief Compliance Officer for Investment Advisory at Advisor Group