Our experienced leadership team is accessible to financial professionals each and every day.
Check the background of these investment professionals on FINRA’s BrokerCheck.
Leadership Team
Securities America’s Executive Leadership Team
-
Jim Nagengast
Chief Executive Officer and President
-
Janine Wertheim
President of Securities America Advisors & Securities America Chief Marketing Officer
-
Kirk Hulett
Executive Vice President of Strategy and Practice Management
-
Doreen Griffith
Executive Vice President and Chief Information Officer, Securities America
-
David Vaughan
Chief Financial Officer
-
Jim Meyers
Chief Operations Officer
-
Kevin Miller
Executive Vice President and General Counsel
-
Gregg Johnson
EVP, Recruiting & Revenue Acquisition
-
Leon M. Johnson
CISO, SVP Infrastructure and Technology Support
-
Paul Lofties, CFP®, ChFC®
Senior Vice President of Wealth Management and Product Strategy
Senior Vice President, Wealth Management, Ladenburg Thalmann -
Gregory J. Smith
Senior Vice President of Supervision.
-
Dennis King
Senior Vice President of Business Development and Fee Based Sales Securities America Advisors
President of Arbor Point Advisors, Inc. -
Matt Kinsella
Vice President and Chief Compliance Officer