For additional information about Securities America, please contact our Branch Office Development team at 800.747.6111.
Independent Broker-Dealer at Your Service
At Securities America, we focus on helping financial professionals create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.
Facts at a Glance
|Producing Representatives||Over 2,600|
|Percentage of Advisors who are Investment Advisor Representatives||80%|
|Client Base||Our representatives service over 630,000 customers nationwide.|
|Securities America Employees||660+ (nearly one-third of whom are industry licensed)|
|Representative to Employee Ratio||One of the lowest in the industry: 4 representatives per employee|
|Office Locations||Securities America’s 88,000-square-foot corporate headquarters is located in La Vista, Nebraska (an Omaha suburb).|
|Ownership||A wholly owned subsidiary of Advisor Group, Inc.|
|Assets Under Management||At the end of 2019, Securities America Advisors had approximately $103 billion in total client assets under administration and nearly $50 billion in fee-based advisory assets under management.|
|Clearing Firms||National Financial Services, LLC, Member NYSE/SIPC, and Pershing, LLC, member FINRA, NYSE, SIPC, and a subsidiary of The Bank of New York Mellon Corporation.|
|Minimum Production Requirements||$150,000 in gross broker-dealer concessions for individuals. Group production of $300,000 in annual GDC/Fees for branches.|
|Our Mission||We provide our independent financial advisors, OSJs and branches a small-firm culture of highly personalized services, leading-edge technology, best-in-class practice management and business growth tools and robust support. We are multi-clearing and offer advisors even more flexibility by supporting a range of business models including small firms, Super OSJs, independent RIAs, RIA-only advisors, hybrid advisors and financial institutions. Everything we do, supports everything they do to grow and protect their business and their clients’ financial futures.|
|Industry Ranking||Securities America Inc. is a national top 10 independent broker-dealer (as ranked by Financial Advisor magazine, 2019).|