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Chief Compliance Officer for Investment Advisory at Advisor Group
Rob Guldner, chief compliance officer for Investment Advisory at Advisor Group, assumes CCO responsibility for Securities America Advisors and Arbor Point Advisors.
Rob began his career with Advisor Group in 1999 and has supported Investment Advisory Services in various capacities. Previously, he was vice president for Advisory Services, leading Advisor Group’s investment advisory platform development for nearly six years, which included the launch of the wealth management platform. He earned a Bachelor of Science in Finance from Marist College and a Certified Regulatory and Compliance Professional designation from the FINRA Institute at Georgetown University. He also is an Investment Advisory Certified Compliance Professional.