Independent Broker-Dealer at Your Service

At Securities America, we focus on helping financial professionals create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.

Gregory J. Smith

Senior Vice President of Supervision.

Greg joined Securities America in February 2012 as director of sales supervision. He was promoted to vice president of supervision in April 2015 and senior vice president of supervision in January 2017. His responsibilities include strategic leadership of the firm’s sales supervision functions and leading a team of risk management professionals. The team works directly with financial professionals and branch managers to ensure they are serving their clients and integrating best practices for their independent businesses.

Prior to joining Securities America, Greg spent 16 years at TD Ameritrade in leadership positions in operations, trading and risk management. Prior to joining TD Ameritrade, Greg worked as an independent registered representative and a registered investment advisor for eight years. A native of Atlantic, Iowa, Greg has a degree in agribusiness from the University of Nebraska-Lincoln. He holds the Series 3, 4, 7, 24, 63 and 65 securities licenses.