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Leadership Team

Gregory J. Smith

Senior Vice President of Supervision.

Gregory J. Smith

Greg joined Securities America in February 2012 as Director of Sales Supervision. Greg was promoted to Vice President, Supervision in April 2015 and Senior Vice President, Supervision in January of 2017. His responsibilities include strategic leadership of the firm’s sales supervision functions and leading a team of risk management professionals. The team works directly with financial advisors and branch managers to ensure they are serving their clients and integrating best practices for their independent businesses.

Prior to joining Securities America, Greg spent 16 years at TD Ameritrade in leadership positions in operations, trading and risk management. Prior to joining TD Ameritrade, Smith worked as an independent registered representative and a registered investment advisor for eight years.

A native of Atlantic, Iowa, Smith has a degree in agribusiness from the University of Nebraska-Lincoln. He holds the Series 3, 4, 7, 24, 63 and 65 securities licenses.

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