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Interim Chief Compliance Officer
Dori Hammond joined Advisor Group in 2001 and has more than 21 years of industry experience. He has demonstrated key leadership qualities as the director of Investment Advisory Compliance, deputy CCO for FSC, and vice president of Network Compliance.
Prior to joining Advisor Group, Dori held positions with Wachovia Securities in financial services and operations. Dori earned an MBA degree in Management from Strayer University in Washington D.C. and the Certified Regulatory and Compliance Professional designation from the FINRA Institute at Georgetown University. Dori holds FINRA Series 6, 7, 24, 53, 63, and Accredited Investment Fiduciary designations.