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David was promoted to vice president of finance in 2012, where his role expanded to include leadership of Securities America’s Accounting, Compensation, Branch Office Exam, Risk/Internal Review and Product Due Diligence teams. His responsibilities include financial reporting, forecasting, planning and risk management for the company.

David graduated with a Bachelor of Science in accounting from Creighton University and earned a Master of Business Administration from the University of Nebraska at Omaha. He is an inactive CPA and holds the Series 7, 24 and 27 securities licenses.