Independent Broker-Dealer at Your Service

At Securities America, we focus on helping financial professionals create a more effective, profitable and satisfying practice by providing exceptional financial counsel, product offerings and service to their clients.

David Vaughan

Chief Financial Officer

David was promoted to vice president of finance in 2012, where his role expanded to include leadership of Securities America’s Accounting, Compensation, Branch Office Exam, Risk/Internal Review and Product Due Diligence teams. His responsibilities include financial reporting, forecasting, planning and risk management for the company.

David graduated with a Bachelor of Science in accounting from Creighton University and earned a Master of Business Administration from the University of Nebraska at Omaha. He is an inactive CPA and holds the Series 7, 24 and 27 securities licenses.