Leadership Team
David Vaughan
Chief Financial Officer
David was promoted to vice president of finance in 2012, where his role expanded to include leadership of Securities America’s Accounting, Compensation, Branch Office Exam, Risk/Internal Review and Product Due Diligence teams. His responsibilities include financial reporting, forecasting, planning and risk management for the company.
David graduated with a Bachelor of Science in accounting from Creighton University and earned a Master of Business Administration from the University of Nebraska at Omaha. He is an inactive CPA and holds the Series 7, 24 and 27 securities licenses.