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Securities America Financial Corporation and its family of affiliated companies are committed to maintaining the trust and confidence of investors. We want you to be fully informed when it comes to making investment decisions, and to be aware of how those choices and associated costs may impact you. Safeguarding your personal information and keeping it secure and private is a top priority for us.



Margin Disclosure Statement     PDF File  Download

Customer Privacy     PDF File  Download

Quarterly Order Routing Information for Customers with Accounts Held at National Financial Services, LLC or Pershing, LLC    

Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and National Financial Brokerage Accounts - Terms and Conditions (revised 3.2010)     PDF File  Download

  

Securities America, Inc. Customer Agreement for Non-Brokerage Accounts and Pershing Brokerage Accounts - Terms and Conditions  (revised 3.2010)     PDF File  Download

 


Securities America Advisors, Inc.
Form ADV Part II (revised 8.2010)
    PDF File  Download

Premier Funds Program     PDF File  Download

Premier Partners Program     PDF File  Download

Transaction Charges     PDF File  Download

Suggested Commissions Schedule     PDF File  Download

Business Continuity Plan Disclosure     PDF File  Download

 


National Financial Services LLC Statement of Financial Condition     PDF File  Download



Pershing LLC Statement of Financial Condition     PDF File  Download

 

 





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